1. Who's next 2. Wow, fast. 3. Knock-on

  1. Contagion.

There’s no question that every tech startup accountant, fund manager and bank analyst will be spending this weekend busily looking over:

  • which banks might be next

  • who banks with those banks

  • and so on

People will be looking for second order effects. For example, roku apparently had 1/4 of their cash with SIBV [1]. Roku needs to pay the bills, so presumably they will draw down faster from other accounts. Who else do Roku bank with? And who banks with that bank?

There are other forms of contagion. If you work for any tech startup in silicon valley, are you going to go through with house purchases, car purchases for the next few weeks etc?


  1. Velocity

Bear Stearns, Lehman Brothers, and e.g. UK / Iceland bank collapses took months to fully play out. The first Fed emergency meeting was March 2008, the first small bank failure was July 2008 (Indymac bank) and Lehman’s collapse was September.

(Though notably, at that point, things were moving so fast that Merrill Lynch was bought out the same day by BoA, and the Fed bought AIG the day after.)

SIBV and Silvergate went from ‘no news, most people haven’t heard of them’ to ‘bank run by people in the know’ to ‘shutdown’ within 2 days, and mostly on a scale of hours. Indeed many of the people affected by SIBV’s collapse discovered it only on Friday evening as their paycheques didn’t show up.

It reminds me of the ‘15 minute crash’ we saw in October.

Things are going very fast. Another example is that the pace of rate rises we are seeing being much faster than in the past.

I suspect the flow of interesting news will get even faster as banks, their customers, professional investment managers, and the general public, all rapidly lose their feeling of cheery ambivalence to risk.

The media hype cycle has immediately turned to ‘who’s next’ and that will likely be the dominant story in finance for a week or so.

Possible candidates for contagion are those that dumped hard on Thursday and Friday. Presumably, someone knows something. For example: PACW, SBNY, WAL, FRC, MCB, CUBI.


  1. Knock-on

I suspect we will see margin requirements being increased by brokers and a bit of forced selling as a result. Where would such selling be seen? In the stuff that has the most profit or least loss, I suspect. “Flight from quality”.

Another knock-on. If the market is dangerous, people tend to move to defensives. Finance companies are sometimes seen as a form of defensive (at least, relative to tech and small caps!). But right now, they won’t be. Housing is also not very defensive just now. So I think we will see a relative increase in the valuations of the remaining defensives: food, cigarettes, drinks, pharma, utilities, and defence manufacturers.

What about commodities? Perhaps. The question is: if we plunge into recession, do you want to be holding commodities?

There’s also a question over utilities, if rates keep rising and stay higher for longer, since they tend to be heavily indebted.

We can already see this clearly starting to play out. Consider Friday’s 1-day heatmap (note to future readers - this link will show 'today’s heatmap, so it’s only useful for this post for the next 48 hours or so).

Everything is red except: food, cigarettes, drinks, some retail, oil, defence, pharma, and interestingly: JPM!


  1. What next?

I am already positioned in developed non-US industrials with low debt, in US pharma (relating to covid, which I think will continue to ‘force large-scale healthcare spending’), and in US short-term government bonds.

I am hoping this combination will be relatively safe and may provide opportunities to rebalance later on.

I suspect pension funds will emerge as a problem globally, just as they did in the UK in September. For the same reason as the UK pensions funds and SIBV. Poor matching of liability needs over time to available assets. As gilts dump, it becomes more and more damaging to meet ongoing liabilities by selling gilts.

I think it might be fruitful to think of other types of company besides pensions and banks, where short-term liability needs are matched with forced sale of gilts purchased in the last few years. Where else might short-term liability suddenly rise, e.g. to cover increased cost of hedging, increased payouts, etc?

I suspect we saw the first Fed ‘splash of cash’ on Friday morning to help soothe the markets. The more cash is splashed, the more inflation will continue to develop as a problem. The central banks of the world are stuck.

Besides the new credit problem, there is still the ongoing problem of inflation, which continues to rage away. The solution to one problem is fuel for the other. And refusing to pick one problem to fix will enable both to grow and become worse. Can’t pick A, can’t pick B, and can’t not pick either.

What if central banks use QE to keep long-term yields down (to avoid immediate bank/pension fund liquidity crises), but use high short-term rates to try to fight inflation?

The steeper the yield curve inversion, the harder it is for banks to turn a profit, as they lend long and borrow short. Bank profitability will be wrecked.

Also, the higher that short-term rates become, the worse it becomes for non-housing credit and for non-US housing markets where variable rate mortgages dominate.

In much of the non-US anglo world, Australia, Canada, New Zealand, Ireland, UK, there are housing bubbles and raging inflation plus a lot of variable-rate housing loans. If they raise rates, inflation falls or steadies, housing markets crash, and companies/pension funds fold. If they don’t raise rates, inflation rises, and we revisit the problem on a larger scale a few months later.

If the banking crisis turns into general ‘who do I trust’ problem/freeze like in 2008, e.g. prisoner’s dilemma, a global debt crisis, then the eurozone is going to revisit the problems of e.g. Austrian/Spanish banks, Deutch Bank, Credit Suisse etc with urgency.

Indeed, Credit Suisse delayed results last week after getting an urgent communication from the SEC:

https://www.cnbc.com/2023/03/09/credit-suisse-to-delay-its-2022-annual-report-after-a-late-call-with-the-sec.html

In a debt crisis, emerging market countries are going to be a source of problems too, where they have borrowed in dollars. As American Credit retracts its vesicular eyes beneath the shell, emerging markets will suffer.

I believe we should all think fast and double-check our plans and portfolio as soon as we can, because everyone else is thinking faster and faster, and events are speeding up.


[1] https://www.cnbc.com/2023/03/10/roku-says-26percent-cash-reserves-stuck-in-silicon-valley-bank.html

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An example of how quickly things are changing:

This article is from Wednesday!

On Thursday, Silvergate collapsed.

On Friday, SIVB collapsed, the 16th biggest bank in the US, the 2nd biggest bank failure in US history, and the biggest since 2008.

Who knows what Monday-Friday will bring next week?

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Interesting stuff for sure!

I figured we were/are in for a 0.50 rate increase. That might still happen, but with the Fed making sure to backstop banks since that is a dangerous complication. If that’s what happens, the continued tamping of inflation would continue and eventually we’ll see some economic slowing.

On the micro level, I’m giving some thought toward selling stocks. Perhaps also selling my call options (which, from a logic standpoint, makes more sense. I think). I may do it in stages since I’m unsure as to whether the market will enter a sustained slump. And I’m pretty happy with the valuation of my companies. Assuming none of them are nicked in the bank collapse fallout.

Rob
He is no fool who gives what he cannot keep to gain what he cannot lose.

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This site lets you see where bets are being placed.

1 month ago, it was 91% (25bp) to 9% (50bp).

1 week ago, it was 72% (25bp) to 28% (50bp).

Thursday, it was 60% (25bp) to 40% (50bp).

Friday, it was 32% (25bp) to 68% (50bp).

(I assume, from payrolls on Friday)

About selling stocks or calls.

Calls effectively have free insurance against colossal drops. Suppose the market dumps 50%.

Chances are someone holding underlying stock will do worse than someone holding the same amount of underlying via calls. The calls will retain some optionality value and can’t drop below $0 when they reach the strike.

Also, consider: 2009: print money! 2018: print money! 2020: print money!

The Fed and ECB have one playbook for crises, and it is: kick the can down the road.

I’m not following what is free about being long a call.

The nonlinear behavior you describe is ultimately attributable to how volatility affects the value of an option and this volatility is priced into a call (if I am correctly interpreting what you are saying).

In general the call’s delta is < 1, so while the long call holder doesn’t lose as much on the way down (vs being long stock), the gain is not as much on the way up, so something is indeed given up for that downside benefit (but more precisely this is just the delta and gamma behavior of an option which stems from the volatility aspect).

Regardless, I’ve never heard anyone say that call options have free insurance, but maybe I misunderstand your meaning.

The central banks can not set fiscal policy. The central banks work to respond to fiscal policy. If the fiscal policy is very passive that is a capital policy. If the fiscal policy is very active that is usually an industrial policy. The US is now geared fiscally. The UK needs to work on creating an industrial fiscal policy.

I can not understand the comments on the calls. I take it as being short the calls. ML takes it as being long. I think it is over complex compared to timing the market well. Is the concept with the calls edging into a straddle of sorts? I am not getting it.

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The SIVB fiasco is unnerving for sure…It is tragic (or stupid) that they went bankrupt investing not in stocks but bonds/ treasuries!

However, I wonder if this has actually opened up opportunistic buys on some of the bigger banks which have fallen quite dramatically (not all, of course)

For example, Bank of America and Charles Schwab have fallen to almost their 52 week lows…To me, it looks like sell first, ask questions later…but I seriously doubt that these are in any danger…

I bought quite a bit on Friday…Plan was to patiently wait and collect the dividends while the dust settles, and I feel it should return more than 10% in a years’ time.

Any thoughts on these or other opportunistic buys.

Thanks,
Peter

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We have been alert for that but seeing the menace from the selling of US paper by foreign institutions. That actually may materialize. We wont know till it actually does.